Lachaise Investment Fund maintains the highest standards of regulatory compliance across Panama and Portugal, ensuring investor protection and operational integrity.
At Lachaise Investment Fund, regulatory compliance is not just a requirement - it's the foundation of our operational excellence and client trust.
We maintain rigorous compliance programs that meet and exceed the regulatory standards of both Panamanian and Portuguese financial authorities. Our dedicated compliance team continuously monitors regulatory developments to ensure our practices remain at the forefront of industry standards.
Years Compliance Experience
Audit Success Rate
Compliance Monitoring
Fully compliant with Superintendencia del Mercado de Valores (SMV) regulations and the Panama Securities Market Law.
Adheres to Comissão do Mercado de Valores Mobiliários (CMVM) requirements and EU financial directives.
Implements best practices from FATF, IOSCO, and other international regulatory bodies.
Our comprehensive compliance framework covers all critical regulatory requirements
Robust AML policies and procedures to detect and prevent money laundering activities, including comprehensive client due diligence and transaction monitoring.
Thorough client identification and verification processes to ensure we understand our clients' financial activities and risk profiles.
Accurate and timely financial reporting in accordance with International Financial Reporting Standards (IFRS) and local regulatory requirements.
GDPR-compliant data handling and protection measures to safeguard client information and ensure privacy.
Adherence to fair market practices, preventing market abuse, insider trading, and ensuring transparent pricing.
Mechanisms to safeguard investor assets, ensure fair treatment, and provide clear disclosure of risks and fees.
Our rigorous compliance approach delivers tangible benefits to our clients and stakeholders.
Robust safeguards for client assets and personal information.
Strong compliance enhances our reputation and market standing.
Minimized exposure to regulatory penalties and legal actions.
Streamlined processes that reduce redundancy and errors.
Comprehensive evaluation of regulatory risks specific to each investment strategy and jurisdiction.
Creation of tailored compliance policies that address identified risks and regulatory requirements.
Integration of compliance controls into daily operations and investment processes.
Ongoing surveillance of transactions and periodic testing of compliance controls.
Regular reporting to regulators and independent compliance audits.
SMV Licensed
CMVM Approved
ISO 27001
FATF Compliant
Specialized compliance solutions for institutional and individual investors
Independent assessments of your compliance framework and regulatory adherence.
Customized compliance manuals and procedures tailored to your organization.
Comprehensive compliance training for employees at all levels.
Practical assistance with implementing compliance frameworks and controls.
Ongoing compliance surveillance and regulatory change management.
Preparation and support for regulatory examinations and audits.
Answers to common questions about our regulatory compliance framework
Our compliance experts are available to discuss your regulatory requirements and how we can help your organization maintain the highest standards.